Money Manager must use reasonable endeavors to satisfy such instruction promptly. When opening accounts with brokers for Investment Company, the account should be a cash account. Shall describe in detail the application of any general or specific formula or other determinant used in arriving at such allocation of purchase and sale orders and such division of brokerage commissions or other compensation. NOW, THEREFORE, in consideration of the premises and the respective mutual agreements, covenants, representations and warranties contained in this Agreement, the receipt and sufficiency of which are hereby acknowledged, the parties agree as follows: If the Money Manager manages such other accounts, as defined above, and the fee is based on the aggregate total value of those accounts, the Money Manager must include the value of each such other account on any investment management invoice. Money Manager may execute all documents and agreements with brokers and dealers for the purposes of managing the Fund Accounts provided that: All obligations or expenses incurred by the Advisors in the performance of their duties under this Agreement shall be for the account of, on behalf of, and at the expense of the Company, and all such expenses shall be promptly reimbursed by the Company.
Sample Investment Management Agreement Notice a Pooled Fund is for the management of the Pooled Fund (including the provision of a sample of which is attached hereto] for the periods ending March 31, .
FOREX.com Account Applications
Appointment as a Money Manager. Money Manager accepts the appointment as a discretionary money manager and agrees to manage the Fund Account in accordance with the terms and conditions of this Contract.
In performing its obligations under this Contract, the Money Manager may not delegate performance of its investment advisory services to any other person or entity, including any one or more of its affiliates.
The Money Manager shall exercise all due diligence and vigilance in carrying out its functions, powers and duties under this Contract including the degree of care, diligence and skill that a reasonably prudent manager would exercise under the circumstances.
Investment Objectives, Policies and Restrictions. The Investment Guidelines, as amended from time to time, are hereby incorporated into this Contract. However, this responsibility shall not be deemed to obligate the Money Manager to solicit competitive bids for each transaction; and Money Manager shall have no. The compensation of Money Manager for its services under this Contract shall be calculated and paid by RIMCo, acting as a fiduciary for Investment Company, in accordance with the attached Exhibit D which may include multiple exhibits covering different fee schedules for different Funds, as agreed between the parties from time to time.
Money Manager shall account to RIMCo for any monetary benefit, fee or commission received by it or any affiliate in relation to the investment of the Fund Account. Other Investment Activities of Money Manager. RIMCo acknowledges that one or more of the Affiliated Accounts may at any time hold, acquire, increase, decrease, dispose of or otherwise deal with positions in investments in which the Fund Account may have an interest from time to time, whether in transactions which may involve the Fund Account or otherwise.
Money Manager shall have no obligation to acquire for the Fund Account a position in any investment which any Affiliated Account may acquire, and RIMCo shall have no first refusal, coinvestment or other rights in respect of any such investment, either for the Fund Account or otherwise. Each party may rely on any instruction that it reasonably believes to have been given by an Authorized Person. Exhibit F sets forth those persons who are authorized to: Each party may amend its list of Authorized Persons upon written notice to the other party.
Each party shall take reasonable security precautions, at least as great as the precautions it takes to protect its own confidential information but in any event using a reasonable standard of care, to keep confidential the Confidential Information. Neither party shall disclose Confidential Information except: Neither party will make use of any Confidential Information except as expressly authorized in this Contract or as agreed to in writing between the parties.
However, the receiving party shall have no obligation to maintain the confidentiality of information that: Notwithstanding anything herein to the contrary, each party to this Contract may disclose any information with respect to the United States federal income tax treatment and tax structure and any fact that may be relevant to understanding the purported or claimed federal income tax treatment of the transaction of the transactions contemplated hereby.
RIMCo represents, warrants and agrees that: Representations, Warranties and Agreements of Money Manager. Money Manager represents, warrants and agrees that: Marketing Materials, Trademarks and other Intellectual Property. Sales Materials include, but are not limited to, advertisements such as material published, or designed, for use in a newspaper, magazine, or other periodical, radio, television, telephone or tape recording, videotape display, signs or billboards, motion pictures, electronic media, or other public media , sales literature i.
Money Manager hereby warrants that it has the necessary rights to and does hereby grant to the Russell Investment Group, a non-exclusive, limited license to use the Proprietary Materials in the manner set forth herein.
The Russell Investment Group shall not, by virtue of this Agreement, acquire any right, title or interest in or to any of the Proprietary Materials or any associated goodwill of the Money Manager or its affiliates. The Russell Investment Group shall not take any unauthorized action that could infringe, interfere with or diminish the rights, title or interest in the Proprietary Materials or any associated goodwill of the Money Manager or its affiliates including but not limited to the use of confusingly similar names or marks in connection with the advertisement, marketing or sale of a good or service.
This Contract may be amended at any time, but only by written agreement between Money Manager and RIMCo, which amendment, other than amendments to Exhibits B and C , must be approved by the Board in the manner required by the Act. This Contract shall become effective for the Fund s on the effective date set forth on the cover page of this Contract, and shall continue in effect until the termination date set forth on the cover page of this Contract. Thereafter, the Contract shall continue in effect for successive annual periods only so long as its continuance has been specifically approved at least annually by the Board in the manner required by the Act.
To the extent that state law shall not have been preempted by the provisions of any laws of the United States heretofore or hereafter enacted, as the same may be amended from time to time, this Contract shall be administered, construed, and enforced according to the laws of the State of Washington excluding the laws relating to conflicts of laws.
No failure to exercise and no delay in exercising any right, power or remedy under this Contract will operate as a waiver. Nor will any single or partial exercise of any right, power or remedy preclude any other or further exercise of that or any other right, power or remedy.
This Contract contains the entire agreement between the parties with respect to its subject matter. It supersedes all earlier conduct by the parties or prior agreement between the parties with respect to its subject matter.
Any provision of this Contract that is prohibited or unenforceable in any jurisdiction will be ineffective in that jurisdiction to the extent of the prohibition or unenforceability. That will not invalidate the remaining provisions of this Contract nor affect the validity or enforceability of that provision in any other jurisdiction. This Contract may be executed in any number of counterparts.
All counterparts taken together will be deemed to constitute one document. If delivery or receipt occurs on a day which is not a business day or is later than 4: Master Trust Agreement Limitation of Liability.
It is expressly acknowledged and agreed that the obligations of RIMCo hereunder shall not be binding upon any of the shareholders, Trustees, officers, employees or agents of the Investment Company, personally, but shall bind only the trust property of the Investment Company, as provided in each Master Trust Agreement.
The execution and delivery of this Contract has been authorized by the Trustees of the Investment Company and signed by an officer of RIMCo, acting as such, and neither such authorization by such Trustees nor such execution and delivery by such officer shall be deemed to have been made by any of them individually or to impose any liability on any of them personally, but shall bind only the trust property of the Investment Company as provided in each Master Trust Agreement.
This Portfolio Management Contract is executed effective as of the date set forth on the cover page hereof. Money Manager shall abide by certain rules and procedures in order to minimize operational problems. Money Manager will be required to have various records and files as required by regulatory agencies at their offices.
Money Manager will be required to furnish the Custodian with daily information as to executed trades. The Custodian should receive this data no later than the morning following the day of the trade. The necessary information should be transmitted to the Custodian: The System must provide a method by which the Custodian can reasonably ensure that each communication received by it through the System actually originated from Money Manager.
Money Manager will create separate System files containing the daily executed securities trade information with respect to each Fund Account it manages, or Money Manager will transmit separately the trades for each such portfolio. If the System malfunctions, Money Manager will transmit all trade information via facsimile transmission. Commission rate per share or bond, or if a net trade.
Executing broker, including their DTC Fins number. This information can be reported using your forms, if applicable. When opening accounts with brokers for Investment Company, the account should be a cash account.
No margin accounts are to be maintained. If this procedure is followed, DK problems will be held down to a minimum and additional costs of security trades will not become an important factor in doing business. Delivery and receipt instructions are attached as Schedule 1.
Money Manager will be required to submit to the Custodian a daily trade authorization report, either through a System or, if a facsimile transmission is used, on a form signed by two authorized individuals prior to settlement date and a list of authorized persons with specimen signatures must have previously been sent to the Custodian see Schedule 2.
The daily trade authorization report will contain information on which the Custodian can rely to either accept delivery or deliver out of the account, securities as per Money Manager trades. Mailing Instructions and Delivery Instructions: Confirmation Instructions Copy of Broker Advice: North Quincy, MA State Street Bank and Trust Company.
New York, NY VS Payment Federal Funds. State Street Bank and Trust. The following list of individuals are authorized to execute and report trade instructions on behalf of the Fund. Should there be any changes to the authorized persons listed below, we will notify you immediately of those changes. Records to be Maintained by the Money Manager. Aggregated across Russell Investment Group. For purposes of this Exhibit: If the Money Manager manages such other accounts, as defined above, and the fee is based on the aggregate total value of those accounts, the Money Manager must include the value of each such other account on any investment management invoice.
Hanly, Chief Investment Officer. Jones, Director of Portfolio Implementation. Njuguna, Head of Portfolio Implementation. Where not required by applicable law or regulation, the Advisors shall not require the prior approval of the Board to perform their duties under this Agreement. Notwithstanding the foregoing, the Advisors shall not have the authority to bind the Company or. Services of the Advisors. Subject to any limitations imposed by applicable law or regulation, the Advisors shall render or cause to be rendered management, consulting and financial services to the Company and the other members of the CDW Group as requested from time to time by the Board and agreed to by the Advisors, which services may include advice and assistance concerning any and all aspects of the operations, planning and financing of the Company and the other members of the CDW Group and conducting relations on behalf of the Company or the other members of the CDW Group with accountants, attorneys, financial advisors and other professionals.
The Advisors shall provide and devote to the performance of this Agreement such employees, affiliates and agents of the Advisors as the Advisors shall deem appropriate to the furnishing of the services hereunder. In addition, the Advisors shall, as requested by the Board and agreed to by the Advisors, render advice and expertise in connection with any acquisitions or dispositions undertaken by the Company or the other members of the CDW Group.
Reimbursement of Expenses; Independent Contractor. All obligations or expenses incurred by the Advisors in the performance of their duties under this Agreement shall be for the account of, on behalf of, and at the expense of the Company, and all such expenses shall be promptly reimbursed by the Company.
The Advisors shall not be obligated to make any advance to or for the account of the Company or any other member of the CDW Group or to pay any sums, except out of funds held in accounts maintained by the Company or any other member of the CDW Group, nor shall the Advisors be obligated to incur any liability or obligation for the account of the Company or any other member of the CDW Group.
The Company shall reimburse the Advisors by wire transfer of immediately available funds for any amount paid by the Advisors, which shall be in addition to any other amount payable to the Advisors under this Agreement. Other Activities of Advisors; Investment Opportunities. The Advisors make no representations or warranties, express or implied, in respect of the services to be provided by the Advisors Group. Except as the Advisors may otherwise agree in writing after the date.
Any increase will be evidenced by a written supplement to this Agreement signed by the Company and each of the Advisors. This Agreement shall commence effective as of the date hereof and shall remain in effect until the date on which none of the Sponsors nor any of their respective affiliates hold directly or indirectly any equity securities of Holdings or its successors.
In addition, the provisions of Sections 8 , 9 , 17 and 20 shall survive the termination of this Agreement and remain binding and in effect. No member of the Advisors Group including any person or entity acting for or on behalf of the Advisors shall be liable for any mistakes of fact, errors of judgment, or losses sustained by the Company or any other members of the CDW Group or for any acts or omissions of any kind including acts or omissions of the Advisors , except to the extent caused by intentional misconduct of the Advisors as finally determined by a court of competent jurisdiction.
Without the consent of the Advisors, the Company shall not assign, transfer or convey any of its rights, duties or interest under this Agreement, nor shall it delegate any of the obligations or duties required to be kept or performed by it hereunder.
Chicago, Illinois time on a business day, and otherwise on the next business day after such receipt.
MT4 Account Applications
Management Agreement. Customer may add to the case balance of the Account at any time. withdrawing funds from the Account. All provisions of the Customer Agreement between NetPicks and Customer shall remain in full force and effect and shall control. 2. fees and management fees, with all such Forex Transaction trading profits, losses. INVESTMENT MANAGEMENT AGREEMENT between undertakes to place the member on demand in sufficient funds to enable the member to defray all losses and to pay all expenses and other costs arising from such trades; and. PRIVATE FUND MANAGEMENT AGREEMENT Transaction Code: LMG/TZ/YITCL//08 wherein the funds under management shall be The Investment Manager, immediately and without delay, in connection with the private fund management agreement of the aforementioned fund.